Senior Trading Operations Specialist

Company: VirtualVocations
Location: Vista
Posted on: May 10, 2025

Job Description:

A company is looking for a Senior Specialist Trading Operations.
Key Responsibilities

Initiate and monitor mutual fund trading processes, ensuring successful execution of scheduled trades
Research and resolve unresolved or rejected mutual fund trades, coordinating with fund houses and internal sources
Prepare daily reports, reconcile fund eliminations, and validate plan-level employer stock trades in the administrative system

Required Qualifications

Bachelor's degree in accounting, finance, or a related field, or equivalent experience
FINRA Series 6 required within established guidelines
Intermediate to advanced proficiency in Excel
1 - 2 years of experience in mutual fund operations preferred
FINRA fingerprinting upon hire

Keywords: VirtualVocations, Diamond Bar , Senior Trading Operations Specialist, Accounting, Auditing , Vista, California

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