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Senior Compliance Analyst

Company: VirtualVocations
Location: Vista
Posted on: May 20, 2025

Job Description:

A company is looking for a Senior Compliance Analyst to investigate complaints and enhance compliance procedures.
Key Responsibilities

Conduct thorough reviews of complaints and assess adherence to regulations
Prepare comprehensive reports with recommendations for improvement
Develop and implement corrective action plans for complaint resolution processes

Required Qualifications

Bachelor's degree in finance, business, or related field with 4-5+ years of experience in lending institutions
Working knowledge of financial protection laws and regulations
Strong interest in the clean energy financing industry
Proficiency in Microsoft Excel, Outlook, and Teams
Experience with CRM software is preferred

Keywords: VirtualVocations, Diamond Bar , Senior Compliance Analyst, Professions , Vista, California

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